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    I Like this quote I dislike this quote“As we are required to, we are always discussing the appropriate threshold, but there are no discussions to actively change it.”

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    I Like this quote I dislike this quote“They're out there every day on the message boards,”

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    I Like this quote I dislike this quote“When you get it up to the mass media, that elevates it up to a much wider level. It casts it to a much wider net of people who can get ensnared.”

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    I Like this quote I dislike this quote“We obviously always urge people to do their research. If you hear it on TV, it doesn't make it true. Watching TV is not research. You need to independently corroborate information you hear about a company's prospects.”

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    I Like this quote I dislike this quote“We are pleased with the court's order.”

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    I Like this quote I dislike this quote“If someone handed [you] a scalpel, that doesn't mean you're qualified to do surgery.”

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    I Like this quote I dislike this quote“Soft dollars have potential benefits and downsides for investors. The commission has been working to limit the downsides while preserving the benefits, one of them being research.”

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    I Like this quote I dislike this quote“Large firms must guard against identity-theft schemes at any point of contacts with customers.”

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    I Like this quote I dislike this quote“The SEC has taken steps to continually enhance its examination oversight, ... Most importantly, the SEC is seeking to utilize its valuable, limited resources in the most effective manner by focusing on the activities and firms that pose the greatest risks of compliance failures that could harm investors. While the SEC can't examine every firm, we're seeking to maximize the efficiencies and benefits of our examination oversight.”

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    I Like this quote I dislike this quote“The SEC has taken steps to continually enhance its examination oversight. Most importantly, the SEC is seeking to utilize its valuable, limited resources in the most effective manner by focusing on the activities and firms that pose the greatest risks of compliance failures that could harm investors. While the SEC can't examine every firm, we're seeking to maximize the efficiencies and benefits of our examination oversight.”

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